Large Firm

ALLIANCEBERNSTEIN L.P.

501 Commerce Street, Nashville TN 37203

Firm Details

The basic information about the firm.

Violations

This firm has reported a violation. Please see Form ADV on the SEC website for more information. Here

Assets Under Management (AUM)

This is the total number of dollars the firm holds in client assets

$651,482,000,000.00

Number of Accounts

This is the total number of open accounts the firm has under management.

62140

Number of Employees

This is the total number of employees that work at the firm.

4565

Investment Employees

Investment employees includes any individual that is employed by the firm that may directly make financial decisions on behalf of the client

829

Custody of Assets

Investment employees includes any individual that is employed by the firm that may directly make financial decisions on behalf of the client

True

Services & Fee Structure & Activities

Information about the services offered and fee structure.

Services

Financial PlanningPortfolio ManagementCorporate Portfolio ManagementPooled Investment ManagementBusiness Investment ManagementSelection of Other AdvisorsPublication

Fee Structure

Percentage of Assets Under ManagementSubscriptionFixed FeeCommission

Activities

  • Trade/Sell Self-Recommended Securities
  • Recommend Own Interest Securities
  • Agency Cross Transactions
  • Securities Buy/Sell Client Account
  • Trade Quantity
  • Use of Broker-Dealer
  • Commission Rate

Clients

Information about the firm's clients.

High Net Worth Clients

A client that has either: greater than $750,000 in investable assets or a $1,500,000 net worth

21169

High Net Worth AUM

This is the total number of assets under management for all clients the firm identifies as high net worth

$50,013,000,000.00

Pension Profit Sharing Clients

Clients of the firm that participate in a profit sharing plan which the firm performs financial services

788

Charitable Organization Clients

Number of clients the firm identifies as Charitable Organizations

788

Charitable Organization AUM

Total number of assets under management for clients the form identifies as a “charitable organization”

$4,502,000,000.00

Corporate Clients

Corporate clients are any companies that enlist the investment adviser for wealth management services

1052

Corporate AUM

Total number of assets under management for clients the form identifies as “corporate”

$8,438,000,000.00

None US Client Percentage

This is the total number of open accounts the firm has under management.

2%