Small Firm

COMPASS ROSE ADVISORS, INC.

536 Belvedere Street, San Francisco CA 94117

(415) 495-5200
N/A
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Firm Details

The basic information about the firm.

Assets Under Management (AUM)

This is the total number of dollars the firm holds in client assets

$18,807,986.00

Number of Accounts

This is the total number of open accounts the firm has under management.

6

Number of Employees

This is the total number of employees that work at the firm.

2

Investment Employees

Investment employees includes any individual that is employed by the firm that may directly make financial decisions on behalf of the client

1

Services & Fee Structure & Activities

Information about the services offered and fee structure.

Services

Portfolio ManagementBusiness Investment Management

Fee Structure

Percentage of Assets Under Management

Activities

  • Trade/Sell Self-Recommended Securities
  • Securities Buy/Sell Client Account
  • Trade Quantity
  • Use of Broker-Dealer
  • Commission Rate

Clients

Information about the firm's clients.

High Net Worth Clients

A client that has either: greater than $750,000 in investable assets or a $1,500,000 net worth

5

High Net Worth AUM

This is the total number of assets under management for all clients the firm identifies as high net worth

$18,506,576.00

Pension Profit Sharing Clients

Clients of the firm that participate in a profit sharing plan which the firm performs financial services

0

Charitable Organization Clients

Number of clients the firm identifies as Charitable Organizations

0

Charitable Organization AUM

Total number of assets under management for clients the form identifies as a “charitable organization”

N/A

Corporate Clients

Corporate clients are any companies that enlist the investment adviser for wealth management services

0

Corporate AUM

Total number of assets under management for clients the form identifies as “corporate”

N/A

None US Client Percentage

This is the total number of open accounts the firm has under management.

0%