Large Firm

COMPASS FINANCIAL MANAGEMENT LLC

2422 W. Sunset Drive, Tampa FL 33629

Firm Details

The basic information about the firm.

Assets Under Management (AUM)

This is the total number of dollars the firm holds in client assets

$409,358,130.00

Number of Accounts

This is the total number of open accounts the firm has under management.

1131

Number of Employees

This is the total number of employees that work at the firm.

20

Investment Employees

Investment employees includes any individual that is employed by the firm that may directly make financial decisions on behalf of the client

20

Services & Fee Structure & Activities

Information about the services offered and fee structure.

Services

Financial PlanningPortfolio ManagementConsulting

Fee Structure

Percentage of Assets Under Management

Activities

  • Trade/Sell Self-Recommended Securities
  • Securities Buy/Sell Client Account
  • Trade Quantity
  • Use of Broker-Dealer
  • Commission Rate

Clients

Information about the firm's clients.

High Net Worth Clients

A client that has either: greater than $750,000 in investable assets or a $1,500,000 net worth

80

High Net Worth AUM

This is the total number of assets under management for all clients the firm identifies as high net worth

$183,053,829.00

Pension Profit Sharing Clients

Clients of the firm that participate in a profit sharing plan which the firm performs financial services

10

Charitable Organization Clients

Number of clients the firm identifies as Charitable Organizations

10

Charitable Organization AUM

Total number of assets under management for clients the form identifies as a “charitable organization”

N/A

Corporate Clients

Corporate clients are any companies that enlist the investment adviser for wealth management services

22

Corporate AUM

Total number of assets under management for clients the form identifies as “corporate”

$14,119,931.00

None US Client Percentage

This is the total number of open accounts the firm has under management.

0%